|
Graduate
Programs Handbook
Degree
Requirements
GENERAL REQUIREMENTS: UNIVERSITY
There are some general requirements that both M.S. and Ph.D.
students must meet. Students may be prevented from registering,
lose financial support and be dismissed from the program for
failure to meet these requirements. Some of these are University
requirements over which SoMAS does not have authority. Additional
information about these SBU degree requirements can be found
in the Graduate Bulletin at http://www.grad.sunysb.edu/academics/bulletin/BULLETIN_HTM.htm (Academic
Regulations and Procedures and Degree Requirements).
1. Registration
Except for an approved Leave of Absence, all students must be
registered continuously from the time they start the program
until they complete the degree requirements and hand in their
thesis or withdraw from the program. Part-time students must
register for at least one credit each semester. You must be registered
for at least one credit in the semester you complete your degree
requirements, even in the summer. You must be registered full-time
if you are going to receive a stipend or, if you are a foreign
student, to maintain the proper status for your visa. Students
must register for zero credits of Research (MAR 590, OCN 650,
or OCN 699) over the summer.
Full-time
enrollment status:
M.S. Students:
| First
year with less than 24 graduate credits completed (G1) |
12 credits |
| Second
year plus (G2) |
9
credits |
Ph.D. Students:
| First
year with less than 24 graduate credits completed (G3) |
12 credits |
| Second
year plus (G4) |
9 credits |
| After
Advancement to Candidacy (G5) - OCN 699 |
9 credits |
2. Leave of Absence and Withdrawal
If conditions require a student to leave the Graduate Program
for any length of time, they must either request a Leave of Absence
or formally withdraw from the University. Unauthorized withdrawal
may prevent a student from being able to return. If you expect
to return the next semester or next year, request a Leave. If
you do not know when (or whether) you will return, formally withdraw.
A Leave of Absence Request Form may be obtained from the SoMAS
Educational Programs Office. Endorsement of the Graduate Program
Director is required. Upon completion, the form is sent to the
Graduate School for approval by the Dean. The conditions governing
leaves of absence and reinstatement are described in the Graduate
Bulletin.
When you intend to return to the University, you must inform
the Graduate Program Director in writing before the expiration
of the leave period granted you. This notification should give
a detailed account of any academic or professional activity you
pursued during your leave. The Director will endorse your request
for reinstatement and forward it to the Graduate School. Upon
receipt of your request and the Director's endorsement, the Graduate
School will reinstate you.
If you do not request reinstatement before the expiration of
your leave, the Graduate School will make your withdrawal permanent.
Formal withdrawal is initiated by submitting a letter explaining
your intention to withdraw to the Graduate Program Director and
the Graduate School.
3. Grading System and Academic Probation
The grading system is explained in detail in the Graduate Bulletin.
The Graduate School requires that graduate students maintain
a cumulative GPA greater than 3.0 for courses numbered 500 or
greater. Students with a GPA below 3.0 will be placed on Academic
Probation. Students who have not raised their GPA above 3.0 after
two semesters on probation will not be permitted to re-enroll.
4. Credit Requirements, Residency, and Time Limits
The Graduate School requires at least 30 graduate credits with
an overall B average. The M.S. degree must be completed within
3 years. The Ph.D. degree must be completed within 7 years if
you already had a related graduate degree, or otherwise within
7 years of completing 24 graduate credits at Stony Brook. For
the Ph.D degree, at least two consecutive semesters of full-time
study must be spent at Stony Brook.
5. Ph.D. Teaching Requirement
For the Ph.D. degree, the University requires at least one semester
of teaching experience, above and beyond a typical TA assignment.
Details of the SoMAS teaching practicum are described below.
6. Ph.D. Preliminary
Examination – Proposal Defense
The University requires that each Department perform a Preliminary
Examination of each student who wishes to earn a Ph.D. degree.
The Departments have a great deal of freedom in deciding how
to do this; SoMAS requires that each student give an oral defense
of their written dissertation proposal to their Ph.D. Dissertation
Examining Committee (described in greater detail below).
7. Ph.D. Advancement to Candidacy
To advance to candidacy (become a G5), a student must complete
all degree requirements except the dissertation and its defense.
Students must advance to candidacy at least one year before the
beginning of the semester in which their dissertation is defended.
8. Ph.D. Dissertation Examining Committee and Oral Defense
The Dissertation Examining
Committee, which must be approved by the Dean of the Graduate
School 4 weeks prior to the defense, must include several SoMAS
Faculty plus one person from outside SoMAS. SoMAS’s specific
guidelines for the structure of Dissertation Examining Committees
can be found below. The Dissertation Examining Committee must
approve both the oral defense and the written dissertation.
The Oral Defense must be announced, through the Graduate School,
at least 3 weeks in advance.
9. Thesis/Dissertation
The M.S. thesis and
Ph.D. dissertation must be prepared according to the Graduate
School’s guidelines, as described in the
Guide to the Preparation of Theses and Dissertations (http://www.grad.sunysb.edu/academics/GUIDE.T&D/Guidet&d.htm).
The deadline for submission of theses and dissertations each
semester is set by the University.
10. Other administrative requirements for graduation
Students expecting to graduate in a given semester must be registered,
apply for graduation (online with the Graduate School or by filing
a degree card available in the Educational Programs Office) before
the University deadline (which is early in the semester), and
complete all University and SoMAS program requirements on time
so that the Graduate Program Director can recommend to the Dean
of the Graduate School that the degree be granted. Candidates
who do not complete degree requirements must reapply for a subsequent
degree awarding period.
GENERAL REQUIREMENTS: SoMAS There are also many requirements specific to the SoMAS graduate
program that both M.S. and Ph.D. students must meet. Students
may be prevented from registering, lose financial support and
be dismissed from the program for failure to meet these requirements. Satisfying these requirements generally requires that students
petition the GPC by filling out and submitting appropriate forms.
The forms can be obtained from the Educational Programs Office
or from Appendix II of this Handbook and should be submitted
to the Graduate Program Committee via Carol Dovi at least one
month before the activity they describe will be conducted or
the approval they seek will be required. The GPC will also consider
petitions for situations not covered here; these should be submitted
as letters from both the student and his/her advisor describing
the situation and the remedy sought. 1. General Comments on Coursework Although both the M.S. and Ph.D. degrees are research-based,
regular educational courses are a vital part of the SoMAS graduate
program. They provide an efficient way for students from diverse
backgrounds to arrive at a similar level of knowledge about marine
systems, an efficient way for Faculty to evaluate students (particularly
new students), and a mechanism for intellectual interaction within
SoMAS. It is therefore expected that students enrolled in our
courses, especially the required courses, will take them seriously.
Your Counselor or Advisor is there to help you, and your course
schedule for each semester should be approved by your Counselor
or Advisor. Students must sometimes miss classes to undertake fieldwork
or study at other research facilities. Instructors will try to
make arrangements to accommodate opportunities that are essential
to the student's research and cannot be scheduled so as not to
interfere with classes. Special arrangements for readings, make-up
exams and papers, however, are an additional burden on the instructors,
and have rarely been an adequate substitute for the missed course
work. Opportunities to participate in other research should be
taken advantage of whenever possible, but when it is not essential
for the student's research, the course requirements take precedence. 2. Core Course Requirements SoMAS requires all graduate students to take and pass the core
courses with at least a B average and with no grade falling below
a C. Please remember: a B- is lower than a B and a C- is lower
than a C. For students in the Marine Sciences track, the core
courses are Physical Oceanography (MAR 501), Biological Oceanography
(MAR 502), Chemical Oceanography (MAR 503), and Geological Oceanography
(MAR 506). The core courses for the Atmospheric Sciences track
are Atmospheric Radiation (MAR 544), Theoretical Meteorology
I (MAR 593), Theoretical Meteorology II (MAR 594), and any one
of the four oceanography core courses.
On an individual basis, core course requirements may be substituted
by a combination of equivalent Marine and Atmospheric Sciences
courses for a tailored interdisciplinary curriculum. Such substitutions
must be recommended by a faculty member in writing, and approved
by the Graduate Programs Committee.
During their second semester, all Marine Sciences track students are required to take the 2-credit Scientific Communication course (MAR 568). This course is intended to help students develop a variety of skills essential to success in graduate school and beyond. M.S. students in the Atmospheric Sciences track must take OCN 694, Graduate Seminar in Atmospheric Sciences, for 3 semesters. Atmospheric Sciences track Ph.D. students must take OCN694 for four semesters. The required MAR 568 and OCN 694 can be counted only once toward the Graduate School's 30-credit requirement for the M.S. degree.
3. Core Course B Average and Remedy Students
who do not achieve a B average in the core courses or who receive
any grade below C during their first year MUST, before the
beginning of their third semester, have a plan to remedy
their academic standing in the program approved by the Graduate
Program Committee. This petition (see Appendix II for the form)
should be submitted immediately after the student’s
grades for the first year are available, and definitely
no later that one month prior to the beginning of the third
semester. This plan should be developed with the help of the
Counselor or Advisor and relevant Core Course instructors.
The usual remedy will be either the retaking of all or part
of whichever course(s) are required to bring the student into
compliance with the core course grade requirement, or the completion
of a specialized course (not a seminar-style course) in the
same field as the core course(s) in which the student did not
do well. Students without an approved plan will not be allowed
to register for their third semester. The student must complete
the approved remedy by the end of their second year. Petitions
for other remedies will only be considered under unusual circumstances.
Ph.D. students
who do not achieve a B average in the core courses may be required
to either delay taking the Comprehensive Exam until their fourth
semester to allow time for the remedy of the core course grade
average, or switch to the M.S. program before being considered
for readmission to the Ph.D. program. Either
of these outcomes will significantly delay progress in
the program; therefore students should make every effort possible
to achieve a B average in the core courses. 4. Core Course Waiver The requirement to take any or all of the core courses may be
waived if proficiency in the course material can be demonstrated
to the satisfaction of the instructor(s) as follows (see Appendix
II for the form):
- The
Counselor may determine, on the basis of discussions with
a new student and review of the student’s record,
that a reasonable case for waiving one or more core
course can be made. An obvious case would be if the student
has completed a similar course elsewhere. The counselor
must ensure that the student attained a grade of B or better
in any course proposed as a substitute for a core course.
- The
student should meet with the appropriate core course instructor(s),
bringing copies of the course syllabus and any course notes,
including the student’s own handwritten
notes, for the course that the student has already
taken, and which the student feels is the equivalent of
SoMAS core course offerings. On the basis of this material
and on the verbal discussion, the instructor will decide
whether or not the course should be waived.
- If
the decision is that the course or courses already taken
adequately covers a significant part of the material in
SoMAS core course, then the student and instructor(s) should
provide a written statement (see Appendix II) to the Graduate
Program Committee, with a copy to the student's Counselor,
recommending that the requirement that the student take
the course be waived. Such a statement should include any
relevant condition the instructor wants imposed, such as
requiring that the student audit a part or the entire course.
- The
GPC considers the recommendation of the core course instructor(s).
Their decision, together with the written statement from
the instructor(s), will be recorded in the student's file.
5. Advanced Courses At least 6 credits are required in advanced specialty courses
(excluding MAR 501, 502, 503, 506, 552, 568, 580, 590 and OCN
650, 655, 694) selected by the student and his or her Advisor
and approved by the Advisor. MAR 519 (and similar seminar-style
courses) may be counted for only 1 credit toward this requirement.
See Appendix II for the form to be submitted to GPC. 6. SoMAS Seminars All first year students are required to attend the weekly SoMAS
or TAOS seminars during both the fall and spring semesters. Marine
Sciences track students should register for MAR 580 (Seminar)
for zero credits and sign the attendance roster each week they
attend. Atmospheric Sciences track students should register for
MAR 580.2 for zero credits and sign the attendance roster. Part-time
students who cannot attend the seminar regularly can arrange
with the seminar coordinator to attend 20 approved seminars at
any academic institution or national meeting of a scientific
society. 7. Research Credit All first year students must register for one to three credits
of Research (MAR 590 or OCN 650) or Directed Study (MAR 552 or
OCN 655) as an exploration of possible research topics and potential
advisors. This can be done in either the first or second semester
but must be done under the supervision of a Faculty member during
one of the first two semesters. 8. Advisor All
first year students should select an Advisor by the end of
their second semester. Students not having an Advisor by
the end of their first year of study may not be allowed to
register for their third semester. Once an Advisor
is selected, student must submit an Advisor Selection form. In choosing an Advisor, the first question to answer is: in
what specific area do you want to do research? The more precise
the answer, the easier it will be to choose an Advisor. The area
chosen should be an area of active research at SoMAS; it will
be quite difficult to carry out research in an area outside the
expertise of the Faculty. The second question to answer is: which
SoMAS Faculty member(s) research and interests are closest to
yours? These will be the Faculty most qualified to guide and
evaluate research in this area. The third step is to familiarize
yourself with the work, research styles, and personalities of
the potential advisor(s). Read their published papers. Talk with
them about their current work and interests. Take opportunities
to listen to their lectures and seminars. Finally, talk over
the possible choices with your Counselor and other students.
Consider scientific, financial, and personal factors. The relationship
between student and Advisor will become very close. If you can
already tell that your personalities clash, in the long term
the association is likely to become very uncomfortable. To avoid
misunderstandings, it is important that students and Advisors
frankly discuss the student's goals, financial aid, and the Advisor's
expectations. Both must make the effort to communicate. Students
can change Advisors. This most often occurs when students’ growing
knowledge and interests lead them into a research area different
from the one they initially considered. Such a change is not
to be undertaken lightly. It almost always adds to the time
it will take to complete the degree. The conditions for a change
are the same as those for your initial selection: mutual consent
of the new Advisor and the student. Students changing Advisors
must submit an Advisor Change form as soon as possible after
the change is agreed upon. 9. Field Experience
All students in the Marine Sciences track must have seagoing
or appropriate field experience approved one month in advance
by the Graduate Programs Committee (GPC; see Appendix II for
the form). An ideal Field Experience should include a few hours
of preparation for the field work, one or more days of participation
in sample/data collections in the field, and a few hours of involvement
in post-trip sample/data processing when possible. For students
doing thesis research that lacks a field component, this field
experience should be as directly related as possible to the thesis
research. For example, students performing analyses of data collected
by others could participate in the collection of similar data
or maintenance/deployment of related equipment. Alternative arrangements
will be considered when a thesis-related field experience cannot
be arranged. See Appendix II for the form to be completed and
submitted to GPC well before your planned field work. Be sure
that you are familiar with the SoMAS safety policy before
beginning field work on our research vessels (see Appendix I).
M.S. PROGRAM
In addition to the general requirements, the SoMAS M.S. degree
requires the following.
1. Research Proposal
The Master's
research proposal is due by the end of the first year, signed
by the Advisor and 2 Readers. The proposal should include at
minimum a statement of the project’s
Objectives (1 or 2 sentences), Background to the research
problem (3 or 4 paragraphs), a description of the Approach
that will be taken (3 or 4 paragraphs), and a list of References
cited. The M.S. Thesis Research Proposal form (see Appendix
II) should be completed and attached as a cover sheet to
the copy of the proposal handed into the Educational Programs
Office. Students who fail to complete their proposal
by the end of the third semester cannot register for a fourth.
Readers who are not SoMAS Faculty must be approved by the
GPC before the proposal is submitted (see Appendix II for the
form). Once this committee is established, any changes in the
committee must be approved by the GPC.
2. Oral Presentation of Thesis
Oral presentation of the Master's thesis, as a seminar open
to the public, must be made before the approved thesis is submitted
to the Graduate School. Any formal presentation at the Center
may be acceptable in fulfillment of this requirement as long
as it is properly advertised one week in advance that it is being
presented to satisfy the M.S. seminar degree requirement. Faculty,
particularly the thesis committee, should meet with the student
after the presentation to discuss questions raised during the
presentation, how the student's research may relate to larger
issues in marine sciences and possible future research topics
stemming from the student's thesis project. The presentation
could be given during a specially scheduled time, or during a
class or seminar course subject to the approval of the instructors
of that course and the above constraints. Students must notify
the Educational Programs Office of the date and time of their
presentation at least two weeks in advance so that it can be
properly advertised.
3. Thesis Approval
Together
with the Advisor, who must be an SoMAS Faculty member, the Readers
form a committee that will supervise and evaluate the student’s
research and must approve the thesis before the student can
graduate. The thesis must be approved by having the members
of the thesis committee sign the title page. A signed title
page may be held by the advisor until any necessary revisions
are satisfactorily completed. To avoid any unpleasant surprises
when you try to submit your thesis, it is important to keep
your Advisor and Readers apprised of your progress, problems
and changes in the direction of your work, and to seek their
advice.
The approved
thesis is then submitted to the Graduate School. The M.S. thesis
must be prepared according to the Graduate School’s
guidelines, as described in the Guide to the Preparation
of Theses and Dissertations (http://www.grad.sunysb.edu/academics/GUIDE.T&D/Guidet&d.htm).
The deadline for submission of theses and dissertations each
semester is set by the University. The Graduate School has
ruled that a paper that has been accepted for publication in
a refereed journal may be provided in lieu of a thesis provided
it is in the thesis format required by The Graduate School
and approved by the Advisor and two Readers; this paper may
have multiple authors as long as the student's work is clearly
distinguished from the other elements of the paper either by
a separate letter from the other authors or within the paper
itself.
4. Admission to the Ph.D.
Students
who have completed or will complete the M.S. degree and wish
to continue for a Ph.D. may apply to the Graduate Admissions
Committee for admission to the Ph.D. program. Normally students admitted to the M.S. program will complete
the M.S. degree before entering the Ph.D. program. Occasionally,
students admitted to the M.S. program demonstrate such exceptional
capability in scholarship, motivation, and diligence in the discharge
of their duties and a clear sense of direction during their first
year that they may be encouraged to consider switching to the
Ph.D. program. Such students may apply to the Graduate Admissions
Committee for admission to the Ph.D. program. If accepted, these
students would bypass the earning of the M.S. degree and instead
continue directly for the Ph.D. degree. The application must
include a letter from the student and at least 2 letters of support
from SoMAS Faculty, one of whom must be willing to serve as Advisor.
If a student has less than a B average in the core courses or
difficulty with other requirements, she/he is extremely unlikely
to be permitted to bypass the M.S. thesis.
Ph.D. PROGRAM
In addition to the general requirements, the SoMAS Ph.D. degree
requires the following. 1. Regular Committee Meetings and Oral Presentations In addition to the General Requirements noted above, all graduate
students in the Ph.D. program are expected to meet with at least
the SBU members of their dissertation committee at least once
every year. All graduate students in the Ph.D. program are also encouraged
to give at least one presentation related to their thesis area
every year. This would ideally be done in a class, journal club,
discussion group, formal University seminar or a special seminar
that is publicized and open to the entire Faculty. 2. Teaching Practicum The goal
of the teaching practicum is to help Ph.D. students develop
the skills necessary to be effective instructors at the university
level. There are three
components to this training:
- observation of
teaching strategies employed by experienced instructors
- experience preparing
lesson plans, lecturing or leading discussion sections,
and preparing and grading exams/assignments
- communication with
the supervising Faculty member to help the student prepare
his/her lectures or discussion sections and provide the
student with feedback
The teaching practicum must be completed in a University-level
(undergraduate or graduate) course under the supervision of one
of the Faculty members instructing that course. Any Faculty member
can accept students in OCN 670. There are many opportunities
among our present courses to fulfill the practicum requirement.
Our large undergraduate courses, MAR 101 and 104, offer several
slots for students to do a practicum. There also are opportunities
in the core courses. Routine TA assignments such as photocopying,
helping to set up for class, or grading tests are not sufficient
to satisfy the practicum requirement. It may be possible for
students with TA assignments to complete the practicum at the
same time. These arrangements must be made IN ADVANCE. The following is a list of the requirements each student must
fulfill to complete the teaching practicum:
- Register for at least 1 credit of OCN 670 in the section
number corresponding to the supervising Faculty member.
- Submit a form (see Appendix II), signed by the supervising
Faculty member, to the Graduate Programs Committee one month
in advance detailing how and when the teaching practicum requirement
will be met (see Appendix II for the form).
- Attend
6-9 hours of the course (4-6 classes) to observe the teaching
strategies employed by the course instructor(s) and gain
a sense of the level of material appropriate to the course
(this should preferably be done prior to the student’s
own lectures, though this may not be possible if the student’s
lectures are early in the semester).
- Meet with the supervising faculty member before delivering
any lectures/leading discussions to discuss his/her lesson
plan, providing a written copy of the lesson plan, notes, or
slideshow at that time.
- Lecture or lead a discussion section for a total duration
of 3 hours (i.e., three 1-hour, two 1.5-hour, or one 3-hour
class period(s)).
- Prepare exam questions or a homework assignment on the material
covered during these lectures or discussion sections.
- Grade
all students’ responses
to the exam questions/assignment.
- Meet with the supervising faculty member after delivering
lectures/ leading discussions to obtain feedback (if several
lectures are being given, it would be advantageous to meet
after the first lecture but before giving subsequent lectures).
The supervising
Faculty member may ask the student (or the student may want)
to perform extra duties (e.g., attend more classes, give extra
lectures) in addition to those mentioned above. If
so, the student should register for additional credits (2-3)
of OCN 670 in accordance with the extra workload required. The
extra duties should be decided in advance and described in the
form (along with an estimation of associated time commitments)
submitted to the GPC. However, Faculty members should not
take advantage of the teaching practicum by asking students to
perform routine TA activities, such as grading all class assignments
or making photocopies; any additional duties should be clearly
for the student’s benefit. At the completion of the teaching
practicum, the supervising Faculty member should award a pass/fail
grade to the student for OCN 670.
Many of our
Ph.D. students, particularly those who have received Master’s degrees elsewhere, have prior teaching experience
which fulfills the practicum requirement. Any student with this
experience may apply to the GPC for a waiver of the requirement.
The request should include as much detail about the teaching
duties as possible, explaining how the student has already met
each requirement listed in the bulleted outline above. The
student should also ask the person who supervised him/her in
these duties to send a letter to the Chairperson of the GPC evaluating
his/her performance.
3. Departmental Comprehensive Examination
The primary
purposes of the Comprehensive Examination are to assess (l)
the student's knowledge of general oceanographic facts and
concepts, (2) the student's ability to explain isolated oceanographic
facts and concepts, and (3) the student’s ability to
identify and describe relationships among facts and concepts
derived from the different subdisciplines of oceanography.
The core courses are expected to provide enough general knowledge
of oceanography for students to participate in the Exam, but
the goal of the exam is not simply to retest the knowledge
that was already tested in the core courses. Instead, success
in the Comprehensive Exam requires using this information to
demonstrate the ability to address questions of a multidisciplinary
nature. The Exam is as much about the ability of students to
think and to express themselves clearly, both in writing and
in speaking, as it is about knowledge of oceanography.
- Marine
Sciences Track Comprehensive Exam
- The
exam shall have both an oral and written component. The
Comprehensive Exam Committee will administer both parts.
All students will take the same written exam on the same
day (or days); examples of previous exam questions will
be available to help students prepare. During the following
week (or weeks), each student will take an individual
oral exam with 4 members of the Comprehensive Exam Committee.
Each student’s oral
exam will begin with the student presenting a summary
of the scientific paper(s) selected by the Comprehensive
Exam Committee. From there, the exam will be tailored
to the strengths, weaknesses, and interests of the individual
student.
- The
results of the exam and evaluation of the student's performance
will be given to the student IN WRITING and included
in his/her file. (See Appendix III). Possible outcomes
of the Departmental Examination are pass for both parts,
failure of both parts, or pass of one part and failure
of the other. Passing of both parts of the examination
shall constitute SoMAS approval for
the student to prepare a thesis proposal. If one or both
parts are failed, the relevant part of the examination
may be retaken once, at the next scheduled opportunity,
upon the recommendation of the Advisor and concurrence
of the Comprehensive Exam Committee. Except in highly
unusual situations with the approval of the Graduate
Programs Committee, the student will not be allowed to
retake the exam more than once, and the outcome of the
Comprehensive Exam must be determined by the end of the
fourth semester.
- The
Departmental Comprehensive Examination requirement must
be satisfied before the Oral Qualifying Examination (Proposal
Defense) is scheduled.
- Unless extenuating circumstances prevent it, students will take the exam the first time it is offered after completing the core courses. The exam is currently given near the beginning of the fall semester, and sometime during the spring semester. It is the responsibility of the student to notify the Graduate Program Director of any potential scheduling conflict or any known health disability that would prevent the student from taking the exam when regularly offered. Notification should be made as soon as the problem becomes apparent, but no later than 2months before the exam except under emergency situations. Students completing an M.S. degree at SoMAS and then entering the Ph.D. program must take the Exam within the first year they are officially enrolled in the Ph.D. program.
- Atmospheric
Sciences Track Comprehensive Exam
The oral and written components of Atmospheric Sciences comprehensive
exam are combined and are given at the end of the third semester.
The Exam Committee will include at least three Faculty members.
Students will be asked to analyze an article from a scientific
journal and answer related questions based on material from the
Core Courses.
4. The Dissertation Committee
The Dissertation
Committee is expected to serve as advisors to the student,
as examiners for the student’s Oral Qualifying
(Preliminary) Exam and Oral Dissertation Defense, and must approve
the final written Dissertation. The Student and Advisor select
an examining committee and submit it to the Graduate Program
Committee for approval before the Oral Qualifying Exam (See Appendix
II). After the Dissertation Committee is approved by the Graduate
Program Director, it is submitted to the Dean of the Graduate
School through the SoMAS Educational Programs Office. This must
occur before any examination may take place. SoMAS requires that
the Dissertation Committee be composed of 5 specialists in the
field in which the student will do research or in closely related
fields, including:
- The
student's advisor, who shall act as the student's advocate
during the subsequent discussion, and be prepared to supply
any information that the Committee may reasonably require.
- An
eminent scholar who has not been recently affiliated with
SoMAS. SoMAS Adjunct Faculty members are considered to be part
of the department, so cannot serve as the ‘outside’ member
(they can serve as ‘inside’ members). The committee
request should include a brief biography of this person (as,
for example, from "American Men and Women in Science.")
- At
least 3 other SoMAS faculty members.
Except under exceptional circumstances, any changes in the Dissertation
Committee must be approved by the Graduate Program Committee
within 6 months after the date of the Oral Qualifying Examination.
5. Oral Qualifying (Preliminary) Examination (Proposal Defense)
The student
must prepare a Ph.D. dissertation proposal, and present and
defend it to the Dissertation Committee in order to pass the
Oral Qualifying Examination. The Oral Qualifying Examination
is focused on the student’s research proposal
and on the ability of the student to initiate independent research.
This means that the examination will/should include both questions
centered on the thesis proposal and more general questions designed
to determine whether the student has acquired sufficient knowledge
in fields specifically relevant to the thesis area.
- Normally
this examination should be completed before the end of the
sixth semester. The Dissertation Committee may proceed in
any way it sees fit to determine whether the student is qualified
to undertake the proposed research.
- All
5 members of the Dissertation Committee should be present,
at least by electronic means, at the oral examination. In
exceptional circumstances, an examiner may participate in
absentia; this option should be discussed with the Graduate
Program Director in advance. The Committee will submit its
conclusions in writing to the Graduate Programs Office. (See
Appendix II).
- The
Center will try to help pay the travel costs of outside committee
members but funds are limited and there are no guarantees.
The cost per committee that the Center can cover is less
than $500. Find out the travel costs for your committee and
discuss it with the Graduate Program Director. We can only
reimburse direct billable travel costs (airline tickets,
hotel rooms, etc.). We cannot pay per diem, honoraria, or
meals and we expect people to keep the costs as low as reasonably
possible.
6. Advancement to Candidacy
The University
stipulates that a student may be advanced to candidacy when
all requirements for the degree except the dissertation have
been met. An "Advancement to Candidacy" form
must be filed with the Graduate School through the SoMAS Educational
Programs Office before the oral dissertation defense can be scheduled.
At this stage candidates can petition the Graduate School to
be awarded the degree of a Master of Philosophy. You must advance
to candidacy at least one year (minimum two semesters) before
the beginning of the semester in which you defend your dissertation.
You must advance to Candidacy as quickly as reasonably possible,
and it is expected that you will do so before the beginning of
your fourth year.
7. Oral Dissertation Defense
Several rules apply to the Oral Defense of the dissertation:
- The
Oral Defense of the dissertation must take place at least
2 semesters after the Qualifying Examination.
- The
Dissertation Committee, which should already have been approved
for the proposal defense, must be submitted to the Graduate
School for approval through the SoMAS Educational Programs
Office before the defense can occur. Any changes in the committee
should have been approved by the Graduate Programs Committee
within 6 months of the date of the Oral Qualifying Examination.
- The
defense will be open to the public and should be properly
advertised a week in advance. Proper forms must be submitted
to the Graduate School at least one month in advance, and
the student should notify the SoMAS Educational Programs Office
of his/her scheduled date, time, and location at least two
weeks in advance to allow proper advertisement. The defense
begins with a presentation by the student followed by questioning
by the audience. Examiners usually hold their questions until
a closed session after the presentation.
- The
signature page of the student's thesis should be prepared
and brought to the defense. If the student passes, the sheet
should be signed immediately by the committee. If the student
passes conditionally, the advisor should hold the signature
sheet until the condition is fulfilled. If the student fails,
the outcome should be noted on the sheet and submitted to
the Graduate Programs Office.
- See
the Proposal Defense section concerning the possible reimbursement
of travel costs for outside examiners.
Annual Review
Each year, usually during the summer or early September, the
SoMAS Faculty (regular and adjunct) will review the progress of
each graduate student. Advisors who cannot attend are expected
to submit written comments on each of their advisees. Students
will be informed of the outcome of this review by letter. Each
student is responsible for checking the accuracy of the information
contained in their yearly review and for correcting any errors
they find (the bureaucracy is far from perfect, and it can be
a problem getting things fixed at the last minute pre-graduation;
be proactive!).
For details of specific tasks and forms that need to be submitted
see list below
STEPS TOWARDS GRADUATION FOR All Ph.D. STUDENTS
All
SoMAS forms that need to be submitted are in Blue. These
can be found at the end of the Graduate Program Handbook or can
be obtained from the Education Office.
All
Graduate School forms that need to be submitted are in Red. These can be found
on the Graduate School website. Note, responsibility for completing
these steps and the forms associated with verifying progress
is the responsibility of the student. Your Counselor/Advisor
will help, but need to ensure all steps are completed in a timely
manner.
Step 1 – Choose
an Advisor
All students should choose an advisor by the end of their second
semester. Once you and your advisor have found each other, submit
ADVISOR SELECTION FORM.
Step 2 - Comprehensive Exam
Exam taken after core courses have been completed, usually in
the Fall semester of the second year. Students who need to defer
to the following spring should request permission from Graduate
Program Director. Students entering the Ph.D. program after completing
a M.S. at SoMAS should take the Comprehensive Exam during their
first year as a Ph.D. student.
Exam taken before end of fourth semester in order to stay in
program.
Outcome is Pass/Fail.
Exam may be taken twice.
Step 3 - Form Dissertation Committee
The Dissertation Committee
should be formed after a student passes their Comprehensive
Exam but before the Thesis Proposal Defense, usually during
the 5th semester. Approval of Dissertation
Committee must be obtained from the GPC and the Graduate School
by filling out REQUEST FOR Ph.D. DISSERTATION
COMMITTEE APPROVAL . Note, CV or bio of outside committee member must be provided.
Step 4 – Preliminary
Exam (Proposal Defense)
This is an oral defense
of the student’s thesis proposal
before their Dissertation Committee.
Should be completed before the end of the sixth semester (3rd
year).
Upon completion, submit internal form OUTCOME
OF PRELIMINARY EXAM (PROPOAL DEFENSE).
Pass/Fail
Step 5 - Teaching Practicum
Teaching Practicum
must receive prior approval by filling out TEACHING
PRACTICUM form. Once completed, the TEACHING
PRACTICUM EVALUATION form must also be submitted. The teaching practicum
can be completed anytime after the comprehensive exam, but no
later than the end of the sixth semester (3rd year).
Step 6 - Advancement to Candidacy
All requirements for
degree except thesis defense need to be met before this step
happens. In addition to fulfilling
steps 1-4, students must also complete the FIELD
EXPERIENCE REQUIREMENT (Marine Sciences students only – note this requires pre-approval
) and COMPLETION OF SPECIALTY (ADVANCED)
COURSES forms.
Students must advance to candidacy at least 1 year (2 semesters
minimum) before the semester in which they graduate.
Students may apply for Master of Philosophy degree after they
have Advanced to Candidacy.
Step 7 – Apply
to Graduate
Apply on-line for graduation in the semester you plan to graduate
(i.e. in January apply online for Spring graduation). Student
must be registered for at least 1 credit for the semester in
which they graduate.
Step 8 – Submit
required dissertation defense forms
Two forms need to
be submitted 3-4 weeks before the scheduled defense. DOCTORAL
DEFENSE ANNOUNCEMENT FORM. Must
include title, defense date, location, and time, and < 350
word thesis abstract. Students also need to
resubmit dissertation committee form REQUEST
FOR Ph.D. DISSERTATION COMMITTEE APPROVAL. Note, current CV of outside committee
member should also be attached. This form can be submitted as
soon as the defense date is set, but should be submitted no later
than 4 weeks before the defense date.
Step 9 - Dissertation Defense
At least one week
prior to defense date, Ph.D. defense announcement information
should be forwarded to Christina Fink for electronic posting. Additional posting of announcement on SoMAS doors
is responsibility of the student. Upon completion of defense
OUTCOME OF Ph.D. DISSERTATION DEFENSE form must be signed by
all members of the dissertation committee and submitted. Pass/Fail.
Step 10 - Submit Thesis
Print revised thesis
following Graduate School guidelines. Cover
page of revised thesis is signed by dissertation committee. Signatures
MUST be in black ink. Submit Thesis Dissertation directly
to Graduate School.
Suggested Timeline - Marine Sciences Track Ph.D.
First semester:
Core Courses (6 credits) 1
specialty course (2
or 3 credits)
Remainder of 9 or 12 credits (depending on G status) made up
of research or directed study with potential Advisor Become NY resident (US citizens)
Second semester
Core courses (6 credits) Scientific Communication (2 credits)
Remainder
of 9 or 12 credits (depending on G status) made up of research
or directed study with potential Advisor
Third semester
Comprehensive Exam Specialty courses and Dissertation Research (9 credits total)
Fourth semester
Field Experience (Note proposed plan for Field Experience needs
pre-approval from GPC) Teaching Practicum (Note proposed plan for Teaching Practicum
needs pre-approval from GPC)
Specialty courses and Dissertation Research (9 credits total)
Fifth semester
Get Dissertation Committee Approved Preliminary (Proposal Defense) Exam
Advance to Candidacy Specialty courses as appropriate and Dissertation Research (9
credits total)
Sixth through tenth semesters
Dissertation Research and Specialty courses as appropriate (9
credits total if full time in residence)
~Tenth semester
Apply to graduate Must be registered for at least 1 credit
Defend Dissertation Get Dissertation approved by Committee
Graduate!
Time Limits
All requirements must
be completed normally within 4 years after advancing to candidacy. The
candidate must satisfy all requirements for the PhD degree
within 7 years after completing 24 credits hours of graduate
courses at SoMAS.
In rare instances, if a student needs more time they can petition
to extend this time limit.
Suggested Timeline - Marine Sciences Track M.S.
First semester:
Core Courses (6 credits) 1
specialty course (2
or 3 credits)
Remainder of 9 or 12 credits (depending on G status) made up
of research or directed study with potential Advisor Become NY resident (US citizens)
Second semester
Core courses (6 credits) Scientific Communication (2 credits)
Remainder
of 9 or 12 credits (depending on G status) made up of research
or directed study with potential Advisor
Submit MS thesis proposal BEFORE Third semester
Third semester
Specialty courses and Dissertation Research (9 credits total)
Fourth semester
Field Experience (Note proposed plan for Field Experience needs
pre-approval from GPC) Specialty courses and Dissertation Research (9 credits total)
Be
sure to submit FIELD EXPERIENCE REQUIREMENT and COMPLETION
OF SPECIALTY (ADVANCED) COURSES forms.
Fifth and Sixth semesters as needed
Specialty courses and Dissertation Research (9 credits total) Present MS Thesis seminar
Submit signed MS Thesis to Graduate School Graduate!
Time limits
MS students must graduate
within three years. If they
fail to do so, an extension must be requested from the Graduate
School.
Suggested Timeline - Atmospheric Sciences Track Ph.D.
and MS.
Many aspects of the typical Timeline are the same as for the
Marine Sciences track. However, some core and elective courses
may not be offered every year, so students should consult with
their Counselors or Advisors to decide a specific appropriate
timeline.
Page
last modified on Sunday, Seotember 30, 2007 by George
E. Carroll
|